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法規資訊
Title: Regulations Governing the Establishment of Internal Control Systems by Securities Investment Trust Enterprises and by Securities Investment Consulting Enterprises Conducting Discretionary Investment Business
Re Date: 2010-03-24

Chapter

   Chapter  I General Principles
﹝§1﹞
   Chapter  II Design and Implementation of the Internal Control System
﹝§5﹞
   Chapter  III Inspection of the Internal Control System
﹝§10﹞
      Section  I Internal Audits
﹝§10﹞
      Section  II Self-Inspection and Statement on Internal Control
﹝§20﹞
      Section  III Special Audits
﹝§24﹞
      Section  IV Compliance System
﹝§25﹞
   Chapter  IV Supplementary Provisions
﹝§28﹞
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