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法規資訊
Title: Operating Rules for Securities Firms Handling Margin Purchases and Short Sales of Securities
Am Date: 2017-11-15

Chapter

   Chapter  I General Principles
﹝§1﹞
   Chapter  II Management of Margin Accounts for Margin Purchases and Short Sales
﹝§8﹞
      Section  1 Securities eligible for margin purchases and short sales
﹝§8﹞
      Section  2 Suspension and resumption of margin purchases and short sales of securities
﹝§22﹞
      Section  3 Adjustment to the margin purchase leverage ratio and short sale margin
﹝§26﹞
   Chapter  III Opening and Management of Margin Accounts for Margin Purchases and Short Sales
﹝§36﹞
   Chapter  IV Margin Trading Applications and Settlements
﹝§47﹞
   Chapter  V Settlement by Offsetting of Margin Purchases and Short Sales in Margin Trading
﹝§70﹞
   Chapter  VI Handling of Share Transfers in Margin Purchases and Short Sales
﹝§76﹞
   Chapter  VII Default and Extraordinary Event Procedure
﹝§80﹞
   Chapter  VIII Risk Control
﹝§85﹞
   Chapter  IX Supplementary Provisions
﹝§90﹞
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