Laws Information

法規資訊
Title： Taiwan Stock Exchange Corporation Regulations Governing Odd-lot Trading of Listed Securities
Am Date： 2007-02-15

History

1. Per 13 July 1991 Letter No. 80-Taiwan-Stock-Trading-12937 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 9 July 1991 Letter No. 80-Taiwan-Financial-Securities-III-19708 of the Securities and Futures Commission of the Ministry of Finance.
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2. Per 2 October 1992 Letter No. 81-Taiwan-Stock-Trading-13419 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 2 July 1992 Letter No. 81-Taiwan-Financial-Securities-III-59954 of the Securities and Futures Commission of the Ministry of Finance.
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3. Per 14 October 1994 Letter No. 83-Taiwan-Stock-Trading-19543 of the Taiwan Stock Exchange Corporation; for implementation from 24 October 1994.
Approved per 23 September 1994 Letter No. 83-Taiwan-Financial-Securities-III-41203 of the Securities and Futures Commission of the Ministry of Finance.
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4. Article 2 amended per 29 April 1995 Letter No. 84-Taiwan-Stock-Trading-08434 of the Taiwan Stock Exchange Corporation; for implementation from 8 May 1995.
Approved for recordation per 25 April 1995 Letter No. 84-Taiwan-Financial-Securities-III-22460 of the Securities and Futures Commission of the Ministry of Finance.
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5. Article 7 amended per 18 August 1995 Letter No. 84-Taiwan-Stock-Listing-19602 of the Taiwan Stock Exchange Corporation; for implementation from 28 August 1995.
Approved for recordation per 14 August 1995 Letter No. 84-Taiwan-Financial-Securities-III-44765 of the Securities and Futures Commission of the Ministry of Finance.
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6. Article 2 amended per 9 March 1998 Letter No. 87-Taiwan-Stock-Trading-05383 of the Taiwan Stock Exchange Corporation.
Approved for recordation per 3 March 1998 Letter No. 87-Taiwan-Financial-Securities-III-18134 of the Securities and Futures Commission of the Ministry of Finance.
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7. Articles 3 and 9 amended per 20 November 2000 Letter No. 89-Taiwan-Stock-Trading-033650 of the Taiwan Stock Exchange Corporation; implementation from 1 January 2001.
Approved for recordation per 13 November 2000 Letter No. 89-Taiwan-Financial-Securities-III-85324 of the Securities and Futures Commission of the Ministry of Finance.
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8. Article 5 amended per 8 May 2002 Letter No. 91-Taiwan-Stock-Trading-200652 of the Taiwan Stock Exchange Corporation; implementation from 1 July 2002.
Approved for recordation per 18 April 2002 Letter No. 91-Taiwan-Financial-Securities-III-116308 of the Securities and Futures Commission of the Ministry of Finance.
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9. Articles 3, 6, 7, 8, 9 amended per 15 September 2005 Letter No. 91-Taiwan-Stock-Trading-0940026843 of the Taiwan Stock Exchange Corporation; implementation from 19 December 2005.
Approved for recordation per 12 September 2005 Letter No. Financial-Supervisory-Securities-III-0940132537 of the Financial Supervisory Commission of the Executive Yuan.
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10. Article 5 amended per 15 February 2007 Letter No. Taiwan-Stock-Trading-0960004247 of the Taiwan Stock Exchange Corporation; implementation from the date of announcement.
Approved for recordation per 13 February 2007 Letter No. Financial-Supervisory-Securities-III-09600000367 of the Financial Supervisory Commission of the Executive Yuan.