Laws Information

法規資訊
Title: Sample Template for XXX Co., Ltd. Rules Governing the Exercise of Rights and Participation in Resolutions by Juristic Person Shareholders With Controlling Power
Am Date: 2010-11-10
Legislative History: Article 9 amended per 10 November 2010 Public Announcement No. Taiwan-Stock-Listing-0990033731 of the Taiwan Stock Exchange Corporation; to take effect immediately
Amended per 15 November 2010 Public Announcement No. Securities-GTSM-Supervision-0990028182 of the GreTai Securities Market; for immediate implementation
Approved for recordation per 5 November 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990046752 of the Financial Supervisory Commission, Executive Yuan

Transaction

Amended

Article 9(Prohibition of insider trading)
When a juristic person shareholder with controlling power that serves as a director or supervisor of this Corporation, or a representative of the juristic person, or the representative's spouse or minor child, or any other person in whose name shares are held has obtained information that will have a material impact on the price of the securities of this Corporation, that person may not purchase or sell any TWSE or GTSM listed shares or other equity-type securities of this Corporation either prior to or within 18 hours after the public disclosure of the information.