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1.
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Forty-five articles promulgated in full 18 November 2002 per Ord
er No. Taiwan-Finance-Securities-Audit-0910005800 of the Securit
ies and Futures Commission, Ministry of Finance; for implementat
ion from the date of promulgation
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2.
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Articles 23 and 24 amended and promulgated 18 December 2003 per
Order No. Taiwan-finance-Securities-Audit-0920005169 of the Secu
rities and Futures Commission, Ministry of Finance
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3.
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Articles 2, 3, 5 to 8, 11, 13 to 17, 21, 22, 24, 31, 32, 37, 39
to 42, and the name of Chapter IV amended and issued 19 December
2005 per Order No. Financial-Supervisory-Securities-Audit-09400
05920 of the Financial Supervisory Commission, Executive Yuan
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4.
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Articles 8, 13, and 22 amended and issued 17 July 2007 per Order
No. Financial-Supervisory-Securities-Audit-0960036652 of the Fi
nancial Supervisory Commission, Executive Yuan
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5.
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Articles 6, 8, 14, 16, and 40 amended and issued per 16 March 20
09 Order No. Financial-Supervisory-Securities-Audit-0980009090 o
f the Financial Supervisory Commission, Executive Yuan
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6.
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Articles 6, 8, 13, 39 and 45 amended and issued, and Article 43-1 added per, 21 December 2011 Order No. Financial-Supervisory-Securities-Auditing-1000062131 of the Financial Supervisory Commission, Executive Yuan; for enforcement 3 months after the date of issuance
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7.
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Full text of 47 articles amended and issued per 22 September 2014 Order Financial-Supervisory-Securities-Auditing-1030036318 of the Financial Supervisory Commission; for enforcement from 1 January 2015
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