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1.
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43 Articles promulgated in full by the Securities and Exchange Commission of the Ministry of Finance on May 7, 1991 per Letter Ref. No. (80) Taiwan-Finance-Securities (2) 00861
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2.
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30 Articles amended and promulgated in full on 18 June 1996 by the Ministry of Finance Securities and Exchange Commission per Order No. (85) Taiwan-Finance-Securities (2) 01876
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3.
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Articles 3, 4, 9, 14, 15, and 17 amended and promulgated on 1 April 1998 by the Ministry of Finance Securities and Exchange Commission per Order No. (87) Taiwan-Finance-Securities (2) 00868
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4.
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Articles 14, 24, and 30 amended and promulgated on 27 April 1999 by the Ministry of Finance Securities and Exchange Commission per Order No. (88) Taiwan-Finance-Securities (2) 01584; Articles 31 and 32 newly adopted
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5.
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Articles 3, 4, 5, 8, 14, 15, 16, 20, and 25 amended and promulgated on 3 September 2001 by the Ministry of Finance Securities and Exchange Commission per Order No. (90) Taiwan-Finance-Securities (2) 004872; Articles 19-1, 19-2, 28-1, 31-1, and 31-2 newly adopted Chapter I General Provisions
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6.
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Articles 9, 14, 15, 16, 17, 18, 19, 23, 24, 28, 29 and the Appendix to Article 28 (Form 26-1) amended and promulgated on 6 February 2003 by the Ministry of Finance Securities and Exchange Commission per Order No. Taiwan-Finance-Securities (2) 0920000469
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7.
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Articles 3, 14, 15, 17, 20, 24, 32 amended and promulgated 7 June 2004 per Order No. Taiwan-Finance-Securities (II) 0930002504 of the Ministry of Finance Securities and Futures Commission; date of implementation to be prescribed by the Securities and Futures Commission
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8.
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Full text of 34 articles amended and issued per 7 October 2005 Order No. Finance-Supervisory-Securities-II-0940004419 of the Financial Supervisory Commission, Executive Yuan, for enforcement from 1 January 2006
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9.
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Articles 14 to 17, 22, 32, and 34 amended and issued per 26 March 2007 Order No. Finance-Supervisory-Securities-II-0960010138 of the Financial Supervisory Commission, Executive Yuan; for enforcement from 1 January 2007, except Form 6 under Article 22, paragraph 1, subparagraph 6, which will be enforced from 1 January 2008
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10.
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Articles 14 and 15 amended and issued per 29 October 2008 Order No. Finance-Supervisory-Securities-II-0970058142 of the Financial Supervisory Commission, Executive Yuan
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11.
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Articles 14, 26, and 34 amended and issued per 14 May 2009 Order No. Financial-Supervisory-Securities-II-0980017922 of the Financial Supervisory Commission, Executive Yuan; for enforcement from the date of issuance
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12.
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Articles 26 and 34, and Form 14 under Article 26 amended and issued per 28 August 2009 Order No. Financial-Supervisory-Securities-Firms-0980043806 of the Financial Supervisory Commission, Executive Yuan; for enforcement from the date of issuance
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13.
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Articles 3, 9, 14-17, and 34 amended and issued and Article 7-1 added per 1 July 2009 Order No. Financial-Supervisory-Securities-Firms-0990033406 of the Financial Supervisory Commission, Executive Yuan
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14.
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Full text of 38 articles amended and issued per 16 August 2011 Order No. Financial-Supervisory-Securities-Firms-1000038740 of the Financial Supervisory Commission, Executive Yuan; for enforcement from 1 January 2013
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15.
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Articles 14 to 17, 25, and 27 amended and issued and Article 35-1 added per 29 December 2011 Order No. Financial-Supervisory-Securities-Firms-1000062747 of the Financial Supervisory Commission, Executive Yuan; for enforcement from 1 January 2013
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16.
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Articles 11 and 38 amended and issued per 1 August 2012 Order No. Financial-Supervisory-Securities-Firms-1010034208 of the Financial Supervisory Commission; for enforcement from the fiscal year of 2013
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17.
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Articles 2, 3, 10, 14, 22, 28, 35, and 38 amended and issued per 5 February 2014 Order No. Financial-Supervisory-Securities-Firms-1030001583 of the Financial Supervisory Commission; for enforcement from 1 January 2014
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18.
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Full text of 40 articles amended and issued per 11 September 2014 Order No. Financial-Supervisory-Securities-Firms-1030034680 of the Financial Supervisory Commission; for enforcement from the date of issuance, with the exception of Articles 4, 7, 8, 12, 14 to 18, 20, 22, 24, 25, 33, 35, and 37 and Article 11, paragraph 1, which will come into force from the beginning of financial year 2015
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