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1.
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Articles 1-1, 2, 2-1, 2-2, 2-3, 2-4, 2-5, 2-6, 2-7, 5 and 19 wer
e amended by the Securities and Exchange Commission of the Minis
try of Finance, per its order dated September 21, 2000 Ref. No.
(89) Taiwan-Finance-Securities (3) 03919.
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2.
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Article 29-1 added by the Securities and Exchange Commission of
the Ministry of Finance, per its order dated December 29, 2000 R
ef. No. (89) Taiwan-Finance-Securities (3) 05501
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3.
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Fifty articles amended and promulgated in full by the Securities
and Exchange Commission of the Ministry of Finance, per its ord
er dated October 7, 2002 Ref. No. Taiwan-Finance-Securities (3)
0910005178
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4.
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Article 12-1 added and article 49 deleted 15 May 2003 per Order
No. Taiwan-Finance-Securities-III-0920002112 of the Securities a
nd Futures Commission, Ministry of Finance
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5.
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Article 18 amended and promulgated 30 October 2003 per Order No.
Taiwan-Finance-Securities-III-0920004473 of the Securities and
Futures Commission, Ministry of Finance.
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6.
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Articles 2 to 5, 18 to 20, 22, and 24 amended and promulgated an
d articles 22-1, 34-1, 49-1 added 29 November 2004 per Order No.
Financial-Supervisory-Securities-III-0930005759 of the Securiti
es and Futures Commission, Ministry of Finance
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7.
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Articles 3-1 and 44-1 to 44-8, and Chapter II-1, added and issue
d 15 December 2005 per Public Announcement No. Financial-Supervi
sory-Securities-III-0940005859 of the Financial Supervisory Comm
ission, Executive Yuan.
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8.
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Articles 4, 33, and 49-1 amended and issued 14 February 2007 per
Order No. Financial-Supervisory-Securities-III-0960006127 of th
e Financial Supervisory Commission, Executive Yuan
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9.
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Articles 19, 35, 36, and 50 amended and issued per 20 November 2
009 Order No. Financial-Supervisory-Legal-09800716240 of the Fin
ancial Supervisory Commission, Executive Yuan; Article 19, parag
raph 2, and Articles 35 and 36 to be implemented from 23 Novembe
r 2009
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10.
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Articles 19, 35, and 36 amended and issued, and Article 12-2 add
ed per 11 February 2010 Order No. Financial-Supervisory-Securiti
es-Trading-0990006973 of the Financial Supervisory Commission, E
xecutive Yuan
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11.
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Articles 2, 3, 4, 6, 9, 12-2, 16, 20, 22, 23, 29, 30, 38, 40, 41
, 43, 44-1, and 44-3 amended and issued, Articles 3-2 to 3-4 add
ed, and Articles 17, 31, 34, and 49-1 deleted per 11 April 2013
Order No. Financial-Supervisory-Securities-Trading-1020012999 of
the Financial Supervisory Commission
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12.
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Articles 14 and 49-2 amended and issued per 23 December 2013 Order No. Financial-Supervisory-Securities-Trading-1020051039 of the Financial Supervisory Commission
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13.
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Article 24 amended and issued per 21 December 2015 Order No. Financial-Supervisory-Securities-Trading-1040051422 of the Financial Supervisory Commission
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