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Title:
Taiwan Stock Exchange Corporation Determination Standards and Handling Procedures for the Avoidance or Refusal of Examinations by Securities Firms
Am Date:
2014-11-04
History
1.
Adopted per 30 October 1990 Letter No. (79) Taiwan-Finance-Securities-II-21363 of the Securities Commission, Ministry of Finance.
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2.
Article 2 amended and promulgated per 20 November 2000 (89) Taiwan-Stock-Trading-033650 of the Taiwan Stock Exchange Corporation, for implementation from 1 January 2001
Approved for recordation per 13 November 2000 Letter No. (89) Taiwan-Finance-Securities-III-85324 of the Securities and Futures Commission, Ministry of Finance
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3.
Article 4 amended and promulgated per 5 July 2002 Letter No. (91) Taiwan-Stock-Secretariat-016030 of the Taiwan Stock Exchange Corporation
Approved for recordation per 2 July 2002 Letter No. Taiwan-Finance-Securities-III-0910136744 of the Securities and Futures Commission, Ministry of Finance
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4.
Full text of 7 articles amended per 4 November 2014 Letter No. Taiwan-Stock-Intermediaries-1030022578 of the Taiwan Stock Exchange Corporation; for implementation from the date of issuance
Approved per 28 October 2014 Letter No. Financial-Supervisory-Securities-Firms-1030036543 of the Financial Supervisory Commission