歷史Laws Information (非現行法規)

法規資訊

History

1. Appendices 8, 15, and 20 of Article 4 amended and promulgated on 15 October 2003 per Public Announcement No. (92)-Securities-GTSM-Listing-31751 of the GTSM Securities Market, for implementation from the date of promulgation
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2. Article 5 amended and promulgated on 11 February 2004 per Public Announcement No. (93)-Securities-GTSM-Listing-02847 of the GTSM Securities Market, for implementation from the date of promulgation
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3. Appendices 8, 15, and 20 of Point 4 amended and issued 21 February 2005 per Public Announcement No. Securities-GTSM-Listing-0940003498 of the GTSM Securities Market; for implementation from the date of announcement
Approved for recordation 5 February 2005 per Letter No. Taiwan-Finance-Securities-I- 0940102403 of the Securities and Futures Bureau, Financial Supervisory Commission, Executive Yuan
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4. Articles 3 and 4 amended and issued 7 June 2006 per Public Announcement No. Securities-GTSM-Bond-0950013236 of the GTSM Securities Market; for immediate implementation
Approved for recordation 30 May 2006 per Letter No. Financial-Supervisory-Commission-Securities-I-0950109845 of the Financial Supervisory Commission, Executive Yuan
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5. Appendices 16 and 17 of Point 4 amended and issued 2 November 2006 per Public Announcement No. Securities-GTSM-Bond-0960032580 of the GTSM Securities Market; for implementation from the date of announcement
Approved for recordation 29 October 2006 per Letter No. Financial-Supervisory-Securities-I-0960050498 of the Financial Supervisory Commission, Executive Yuan
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6. Full text of 43 Articles amended and issued 28 May 2007 per Public Announcement No. Securities-GTSM-Examination-0970012884 of the GTSM Securities Market; for implementation from the date of announcement
Approved for recordation 29 April 2007 per Letter No. Financial-Supervisory-Securities-I-09700167421 and 27 May 2008 per Letter No. Financial-Supervisory-Securities-I-0970024159 of the Financial Supervisory Commission, Executive Yuan
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7. Article 4 amended and issued 22 August 2008 per Public Announcement No. Securities-GTSM-Examination-0970021938 of the GTSM Securities Market; for immediate implementation
Approved for recordation 18 August 2008 per Letter No. Financial-Supervisory-Securities-I-0970034185 of the Financial Supervisory Commission, Executive Yuan Appendices 1 to 31 of Articles 4, 5, 7, 8, 11, 15, 20, 21, 34, and 35 amended and issued 22 August 2008 per Public Announcement No. Securities-GTSM-Examination-0970101362 of the GTSM Securities Market; for implementation from the date of announcement
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8. Article 4 amended and issued 22 August 2008 per Public Announcement No. Securities-GTSM-Examination-0970021938 of the GTSM Securities Market; for immediate implementation
Approved for recordation 18 August 2008 per Letter No. Financial-Supervisory-Securities-I-0970034185 of the Financial Supervisory Commission, Executive Yuan Appendices 1 to 31 of Articles 4, 5, 7, 8, 11, 15, 20, 21, 34, and 35 amended and issued 22 August 2008 per Public Announcement No. Securities-GTSM-Examination-0970101362 of the GTSM Securities Market; for implementation from the date of announcement
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9. Articles 7 and 23 amended per 26 May 2009 Public Announcement No. Securities-GTSM-Examination-0980010591 of the GreTai Securities Market; for implementation from the date of announcement
Approved for recordation per 18 May 2009 Letter No. Financial-Supervisory-Securities-I-09800127841 of the Financial Supervisory Commission, Executive Yuan
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10. Appendices 1 to 31 of Points 4, 5, 7, 8, 11, 15, 20, 21, 34, and 35 amended per 25August 2009 Public Announcement No. Securities-GTSM-Examination-0980100881 of the GreTai Securities Market; for implementation from the date of announcement
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11. Appendix 1 of Point 4 amended per 28 October 2009 Public Announcement No. Securities-GTSM-Examination-0980101207 of the GreTai Securities Market; for implementation from the date of announcement
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12. Points 33, 34, and 42 amended per 25 February 2010 Public Announcement No. Securities-GTSM-Examination-0990004146 of the GreTai Securities Market; for implementation from the date of announcement
Per 11 February 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990000858 of the Financial Supervisory Commission, Executive Yuan
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13. Points 5, 9, and 16 amended per 10 March 2010 Public Announcement No. Securities-GTSM-Examination-0990005119 of the GreTai Securities Market; for implementation from the date of announcement
Per 3 March 2010 Letter No. Financial-Supervisory-Securities-Corporate-0980069304 of the Financial Supervisory Commission, Executive Yuan
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14. Points 5, 8, 34, 35, 39, and 42 amended per 23 December 2010 Public Announcement No. Securities-GTSM-Examination-0990031164 of the GreTai Securities Market; for implementation from the date of announcement
Approved for recordation per 16 December 2010 Letter No. Financial-Supervisory-Securities-Corporate-0990058459 of the Financial Supervisory Commission, Executive Yuan
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15. Appendices 1, 3 to 6, 8 to 13, 15, 16, 18, 19, 23 to 26, and 29 of Articles 4, 5, 7, 11, 15, 20, 21 and 34 amended per 24 February 2011 Public Announcement No. Securities-GTSM-Examination-1000003915 of the GreTai Securities Market; for implementation from the date of announcement
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16. Appendix 10 of Article 21 amended per 16 March 2011 Public Announcement No. Securities-GTSM-Examination-1000005567 of the GreTai Securities Market; for implementation from the date of announcement
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17. Articles 34 and 35 amended and Article 37 deleted per 4 May 2011 Public Announcement No. Securities-GTSM-Examination-1000008242 of the GreTai Securities Market; for implementation from the date of announcement
Approved for recordation per 19 April 2011 Letter No. Financial-Supervisory-Securities-Corporate-1000013679 of the Financial Supervisory Commission, Executive Yuan
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18. Article 34 amended per 1 September 2011 Public Announcement No. Securities-GTSM-Bond-1000022701 of the GreTai Securities Market; for implementation from the date of announcement, with the exception of issuers who are secondary GTSM (or TWSE) listed companies
Per 25 August 2011 Letter No. Financial-Supervisory-Securities-Corporate-1000037049 of the Financial Supervisory Commission, Executive Yuan
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19. Appendix 13 to Article 34 amended per 6 February 2012 Public Announcement No. Securities-GTSM-Examination-1010100090 of the GreTai Securities Market; for implementation from the date of announcement
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20. Appendix 4 to Point 4 amended per 14 March 2012 per Public Announcement No. Securities-GTSM-Examination-1010100302 of the GreTai Securities Market; for implementation from the date of announcement
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21. Appendices 1, 3, 6, 7, 8, 9, and 10 amended per 3 May 2012 per Public Announcement No. Securities-GTSM-Examination-1010100461 of the GreTai Securities Market; for implementation from the date of announcement
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22. Points 29 and 34 amended and Article 30 deleted per 15 May 2012 Public Announcement No. Securities-GTSM-Supervision-1010010755 of the GreTai Securities Market; for implementation from the date of announcement
Approved for recordation per 1 May 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010014066 of the Financial Supervisory Commission, Executive Yuan
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23. Appendix 1 to Article 4, Appendix 9 to Article 15, and Appendix 10 to Article 21 amended per 21 May 2012 Public Announcement No. Securities-GTSM-Examination-1010100574 of the GreTai Securities Market; for application from the date of announcement
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24. Appendix 1 to Article 4, Appendix 8 to Article 11, and Appendix 10 to Article 21 amended per 22 June 2012 Public Announcement No. Securities-GTSM-Examination-1010100727 of the GreTai Securities Market; for application from the date of announcement
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25. Appendix 8 to Article 11 and Appendix 10 to Article 21 amended per 30 August 2012 Public Announcement No. Securities-GTSM-Examination-1010100975 of the GreTai Securities Market; for enforcement from the date of announcement
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26. Article 3-1 added per 21 September 2012 Public Announcement No. Securities-GTSM-Examination-1010023156 of the GreTai Securities Market; for enforcement from the date of announcement
Per 17 September 2012 Letter No. Financial-Supervisory-Securities-Corporate-10100388411 of the Financial Supervisory Commission
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27. Articles 3, 33, and 34 amended per 12 November 2012 Public Announcement No. Securities-GTSM-Examination-1010025608 of the GreTai Securities Market; for enforcement from the date of announcement
Approved for recordation per 16 October 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010042274 of the Financial Supervisory Commission
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28. Articles 5 and 34 amended per 4 January 2013 Public Announcement No. Securities-GTSM-Examination-1010031483 of the GreTai Securities Market; for enforcement from the date of announcement
Approved for recordation per 22 December 2012 Letter No. Financial-Supervisory-Securities-Corporate-1010056566 of the Financial Supervisory Commission
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29. Articles 5, 7, 8 and 16 amended per 30 January 2013 Public Announcement No. Securities-GTSM-Examination-1020100089 of the GreTai Securities Market; for application from the fiscal year of 2013
Approved for recordation per 18 January 2013 Letter No. Financial-Supervisory-Securities-Corporate-1010056329 of the Financial Supervisory Commission
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30. Table 1 of Article 3-1, Appendices 1, 2 and 4 of Article 4, Appendix 5 of Article 5, Appendix 6 of Article 7, Appendix 7 of Article 8, Appendix 8 of Article 11, Appendix 9 of Article 15, Appendix 10 of Article 21, Appendices 11, 15, 16, 16-1, 18, 18-1, 19, 24, 24-1, 24-2, 25, and 25-1 of Article 34, and Appendix 31 of Article 35 amended per 29 March 2013 Public Announcement No. Securities-GTSM-Examination-1020100337 of the GreTai Securities Market; for application from the fiscal year 2013
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31. Articles 3-1 and 19 and Table 2 amended per 26 July 2013 Public Announcement No. Securities-GTSM-Examination-1020018424 of the GreTai Securities Market; for implementation from the date of announcement
Approved for recordation per 23 July 2013 Letter No. Financial-Supervisory-Securities-Corporate-1020026500 of the Financial Supervisory Commission
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32. Attachment 9 of Point 15 amended per 28 October 2013 Public Announcement No. Securities-GTSM-Examination-1020101272 of the GreTai Securities Market
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33. Attachment 4 of Point 4 amended per 31 March 2014 Public Announcement No. Securities-GTSM-Examination-10301004212 of the GreTai Securities Market; for application from the date of public announcement
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34. Attachment 10 of Point 21 amended per 6 May 2014 Public Announcement No. Securities-GTSM-Examination-10301006401 of the GreTai Securities Market; for implementation from 1 June 2014
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35. Attachment 4 of Point 4 amended per 19 May 2014 Public Announcement No. Securities-GTSM-Examination-10301006961 of the GreTai Securities Market; for immediate implementation
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36. Attachment 2 of Point 4, and Attachment 10 of Point 21 amended per 30 September 2014 Public Announcement No. Securities-GTSM-Examination-10300262161 of the GreTai Securities Market; for implementation from the date of public announcement
Per 24 September 2014 Letter No. Financial-Supervisory-Securities-Corporate-1030035926 of the Financial Supervisory Commission
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37. Attachment 9 of Point 15 amended per 24 November 2014 Public Announcement No. Securities-GTSM-Examination-10301018741 of the GreTai Securities Market; for implementation from the date of public announcement
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38. Attachment 8 of Point 11 amended per 18 December 2014 Public Announcement No. Securities-GTSM-Examination-10300343281 of the GreTai Securities Market; for implementation from the date of public announcement
Per 12 December 2014 Letter No. Financial-Supervisory-Securities-Auditing-1030049979 of the Financial Supervisory Commission
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39. Attachment 10 of Point 21 amended per 7 January 2015 Public Announcement No. Securities-GTSM-Examination-10301020951 of the GreTai Securities Market; for implementation from the date of public announcement
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40. Attachments 4 and 4-1 of Point 4, and Attachment 9 of Point 15 amended per 19 March 2015 Public Announcement No. Securities-TPEx-Examination-10401004351 of the Taipei Exchange; to be applied on TPEx listing applications made after 1 May 2015
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41. Points 21, 31, and 32 amended per 30 April 2015 Public Announcement No. Securities-TPEx-Examination-10400103931 of the Taipei Exchange; for implementation from the date of public announcement
Approved for recordation per 24 April 2015 Letter No. Financial-Supervisory-Securities-Corporate-1040013632 of the Financial Supervisory Commission
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42. Points 39, 40 and 42 amended per 25 September 2015 Public Announcement No. Securities-TPEx-Supervision-10400268481 of the Taipei Exchange
Approved for recordation per 15 September 2015 Letter No. Financial-Supervisory-Securities-Corporate-1040037296 of the Financial Supervisory Commission
Points 7, 8, 16, 22, and 32 amended per 25 September 2015 Public Announcement No. Securities-TPEx-Examination-10400274172 of the Taipei Exchange; for immediate implementation
Approved for recordation per 22 September 2015 Letter No. Financial-Supervisory-Securities-Coeporate-1040037714 of the Financial Supervisory Commission
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43. Attachment 4 of Point 4 amended per 16 October 2015 Public Announcement No. Securities-GTSM-Examination-10400293141 of the Taipei Exchange; for immediate implementation
Approved for recordation per 12 October 2015 Letter No. Financial-Supervisory-Securities-Corporate-10400400801 of the Financial Supervisory Commission
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44. Attachments 1 and 4-1 of Point 4, and Attachment 9 of Point 15 amended per 18 October 2015 Public Announcement No. Securities-GTSM-Examination-10401020071 of the Taipei Exchange; for immediate implementation, with the exception of Attachment 4-1, which shall begin to apply to TPEx listing applications starting from 1 December 2015
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45. Attachment 10 of Point 21 amended per 23 December 2015 Securities-GTSM-Examination-10401024391 of the Taipei Exchange; to be applied to TPEx listing applications submitted to the TPEx from the date of public announcement
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46. Attachment 4 of Point 4 and Attachment 9 of Point 15 amended per 30 January 2016 Public Announcement No. Securities-GTSM-Examination-10501001361 of the Taipei Exchange; for implementation from the date of public announcement
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47. Point 18 amended per 9 March 2016 Public Announcement No. Securities-GTSM-Examination-10500045661 of the Taipei Exchange; for implementation from the date of public announcement
Approved for recordation per 26 February 2016 Letter No. Financial-Supervisory-Securities-Corporate-10500039011 of the Financial Supervisory Commission
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48. Point 25, and Attachments 3 and 4 of Point 4, Attachment 8 of Point 11, and Attachment 10 of Point 21 amended per 6 May 2016 Public Announcement No. Securities-TPEx-Examination-10500115211 of the Taipei Exchange; for enforcement from the date of public announcement
Approved for recordation per 29 April 2016 Letter No. Financial-Supervisory-Securities-Corporate-1050012522 of the Financial Supervisory Commission
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49. Attachments 1 to 3 of Point 4 and Attachment 10 of Point 21 amended per 29 June 2016 Public Announcement No. Securities-TPEx-Examination-10501009441 of the Taipei Exchange; for enforcement from the date of public announcement
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50. Point 3 and Attachment 1 of Point 4 and Attachment 10 of Point 21 amended per 28 October 2016 Public Announcement No. Securities-TPEx-Examination-10500312271 of the Taipei Exchange; for implementation from the date of public announcement
Approved for recordation per 26 October 2016 Letter No. Financial-Supervisory-Securities-Corporate-1050040724 of the Financial Supervisory Commission
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51. Attachment "Application for TPEx Trading of NTD-Denominated Foreign Bonds (Applicable to Foreign Straight Bonds)" amended and issued per 21 April 2017 Public Announcement No. Securities-TPEx-Bond-10600099461 of the Taipei Exchange; for implementation from the date of public announcement
Approved for recordation per 18 April 2017 Letter No. Financial-Supervisory-Securities-Corporate-1060004842 of the Financial Supervisory Commission
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52. Point 3 and Attachments 1, 2, and 4 of Point 4, Attachment 9 of Point 15, and Attachment 10 of Point 21 amended per 31 August 2017 Public Announcement No. Securities-TPEx-Examination-10600221781 of the Taipei Exchange; for implementation from the date of public announcement
Approved for recordation per 10 August 2017 Letter No. Financial-Supervisory-Securities-Corporate-10600251201 of the Financial Supervisory Commission
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53. Attachment 10 "Review Report" of Point 21 amended and issued per 21 September 2017 Public Announcement No. Securities-TPEx-Examination-10601015241 of the Taipei Exchange; for implementation from the date of public announcement
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54. Attachment 1 “Stock Listing Review Form”, Attachment 3 “Shareholder Distribution and Custody Commitments Review Form”, and Attachment 4 “Legal Issues Review Form” of Point 4, Attachment 8 “Recommending Securities Firm’s Assessment Report” of Point 11, and Attachment 10 “Review Report” of Point 21 amended and issued per 31 March 2018 Public Announcement No. Securities-TPEx-Examination-10700062911 of the Taipei Exchange; for implementation from the date of public announcement
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55. Points 21, 23, and 24 amended per 20 April 2018 Public Announcement No. Securities-TPEx-Examination-10700096521 of the Taipei Exchange; for implementation with respect to TPEx listing applications submitted to the TPEx from the date of public announcement